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Export Intelligence

Export Documents — Explained

Every document you will encounter when exporting from India — what it is, who issues it, and when you need it.

The simple version: You provide the Commercial Invoice, Packing List, and your IEC/GST/AD Code. Ambeza prepares and files everything else — Shipping Bill, Certificate of Origin, product-specific certificates, and obtains LEO. You never have to interact with ICEGATE or customs directly.

See the full export process

IEC — Importer Exporter Code

Mandatory

Your 10-digit export licence. Every commercial exporter in India must have this. Apply at dgft.gov.in for ₹500. Issued in 1–2 working days. Permanent — valid for the life of the business.

Issued by: DGFT (Directorate General of Foreign Trade)

When needed:

Before your first export

Shipping Bill

Mandatory

The master export declaration. Every commercial export from India requires a Shipping Bill. It declares: what you are exporting, from where, to where, declared value, HSN code, quantity. Filed electronically on ICEGATE by your CHA.

Issued by: Filed by CHA on ICEGATE (Indian Customs)

When needed:

Every shipment

Commercial Invoice

Mandatory

Your sales invoice to your buyer. It shows: seller, buyer, product description, quantity, unit price, total value, currency, Incoterm, payment terms. The declared value on Customs documents must match this invoice.

Issued by: You (the exporter)

When needed:

Every shipment

Packing List

Mandatory

Details of each package — dimensions, weight, contents, number of packages. Customs and carriers need this to verify what is being shipped. Must match the Shipping Bill.

Issued by: You (the exporter)

When needed:

Every shipment

Certificate of Origin (CoO)

Conditional

Proves that the goods were manufactured in India. Required by buyers for LC payments, for claiming preferential duty rates at destination (GSP, FTA), and by some importing countries. Ambeza prepares and gets this certified.

Issued by: Export Promotion Council / Chamber of Commerce

When needed:

When buyer requires it, or for FTA benefits

Bill of Lading (BL) / Airway Bill (AWB)

Mandatory

Your contract with the carrier. Proof that goods have been loaded for shipment. For sea: Bill of Lading (BL). For air: Airway Bill (AWB). The BL is a document of title — whoever holds it can claim the cargo.

Issued by: Shipping line / Airline

When needed:

Every shipment — issued at departure

Phytosanitary Certificate

Conditional

Required for plant products: agricultural goods, food products, wood, seeds. Certifies that the shipment is free of pests and diseases. Issued after physical inspection. Most destinations require this for agri exports.

Issued by: NPPO India (State Agriculture Dept / APEDA)

When needed:

All agricultural, food, and plant products

FSSAI Export Certificate

Conditional

Required for processed food and beverages being exported. Certifies compliance with Indian food safety standards. Some countries require FSSAI certificate for import clearance.

Issued by: FSSAI (Food Safety and Standards Authority of India)

When needed:

Processed food and beverage exports

GSP Certificate of Origin

Conditional

Generalised System of Preferences — allows your buyer in EU, UK, Japan, USA to import your goods at a reduced or zero duty rate. Available for most Indian manufactured goods. Significant competitive advantage.

Issued by: Export Promotion Councils / DGFT

When needed:

Exports to EU, UK, Japan, Australia (where GSP applies)

MSDS — Material Safety Data Sheet

Conditional

Required for all chemicals, DG products, and hazardous substances. Describes the substance, its hazards, handling precautions, emergency procedures. Must accompany every shipment of DG cargo.

Issued by: You / the manufacturer

When needed:

All chemical and DG shipments

AD Code Registration

Mandatory

Authorised Dealer Code — your bank's code registered at a specific port. Links your bank account to the customs system for export realisation tracking. Must be registered at each port before first export. One-time, permanent.

Issued by: Your bank

When needed:

First export from each port — one-time

LEO — Let Export Order

Mandatory

Customs approval to ship. Endorsed on your Shipping Bill after customs clearance. Without LEO, cargo cannot be loaded. Our CHA ensures this is obtained for every shipment.

Issued by: Indian Customs (endorsed on Shipping Bill)

When needed:

Every shipment — obtained after customs clearance

Need documents for a specific product?

Check your HSN code for product-specific documents

Complete export document checklist by transaction type

Documents needed vary depending on how you are being paid and what incentives you are claiming. Use the checklist for your transaction type.

Standard FOB / TT

Advance payment or Open Account — no LC involved

IEC Certificate

Before first shipment — one-time

GST Registration + LUT

File LUT to avoid upfront IGST payment

AD Code registration

At the port you are exporting from

Commercial Invoice

3 originals, signed in blue ink

Packing List

Match exactly with invoice quantity/weight

Shipping Bill (SB-1 or SB-1 + RoDTEP)

Filed by your CHA on ICEGATE

Bill of Lading / AWB

Issued by shipping line/airline after loading

Certificate of Origin

If buyer requires or for FTA benefit

FIRC

From your bank when payment received

= Mandatory   = Conditional

Letter of Credit (LC)

Paid via bank-to-bank LC — strictest document requirements

Read your LC carefully — it specifies exact document requirements. Any deviation = rejection.

All FOB documents (above)

Entire FOB checklist applies

Full set 3/3 OBL

Negotiable originals — 3 of 3 required for most LCs

Certificate of Origin — original

2–3 originals, blue ink

Insurance Certificate / Policy

For CIF/CIP terms — original required

Beneficiary Certificate

If LC requires a separate letter from you

Bill of Exchange / Draft

Sight or usance draft as per LC terms

Inspection Certificate

If buyer's LC specifies pre-shipment inspection

GSP Form A (if applicable)

For preferential duty at destination

Packing Certificate

Some LCs require a separate packing cert

Duty Drawback Claim

Claiming refund of customs duty paid on imported inputs

All FOB documents (above)

Entire FOB checklist applies

Drawback Shipping Bill (SB-2)

Filed instead of standard SB-1 by your CHA

LEO-endorsed Shipping Bill

Required to initiate drawback claim

Bank account details in customs

Drawback credited directly to your bank

FIRC / BRC

Proof of payment receipt — required before drawback released

Import documents (BEs)

Bills of Entry showing duty paid on inputs

Manufacturing process statement

If claiming AIIS (All Industry Rate) — standard for most

Quantity statement of inputs used

For brand rate fixation only

Ambeza tracks this: We file the Drawback Shipping Bill and follow up with customs until refund is credited to your account.

Which documents need originals vs copies?

Not all documents need originals — but getting it wrong costs you. See our originals guide.

Originals Guide →